Compliance Audit & Training | BSA/AML



TIB has provided sophisticated, independent regulatory compliance consulting services to banks across the nation since 2014.

Our team of senior regulatory compliance professionals, which includes former community bankers and bank regulators, leverage their extensive experience to communicate effective best practices, regulatory expectations, and other valuable insights to 40+ client banks each year.

Our clients include banks with total assets ranging from $15 million to $13 billion, holding companies, and niche entities such as mortgage banks, finance companies, prepaid card companies, and de novo banks. Additionally, we have a history of success serving national trade associations with speaking and training needs.

We are headquartered in the Dallas area while also serving clients throughout the United States. Our goal is to build and maintain long-term relationships by becoming the provider of choice in the markets we serve.


  • Routine or targeted, scheduled testing of regulatory compliance areas, including Lending, Deposit Operations, Marketing, Fair Credit Reporting Act, and administrative requirements for Privacy and Right to Financial Privacy Act
  • Consultation on high-risk areas, including Fair Lending, UDAAP, and Compliance Management Systems


  • Formal independent testing, as outlined by the FFIEC BSA/AML Examination Manual
  • Specific consultation on targeted issues, such as regulatory enforcement actions and BSA risk assessments
  • Formal BSA/AML training for employees and the Board of Directors– in-person or via webinar


  • Provides compliance support to various staff, departments, and projects to coordinate compliance with applicable regulations and the bank’s board-approved policies and procedures. 
  • Off-site Support – A TIB Consulting professional is assigned to your bank and supports management and staff through off-site responses to regulatory compliance questions and needs via telephone, e-mail, or Zoom.
  • On-site Support – A TIB Consulting professional performs, or oversees specific compliance tasks. We will be in your bank on a regularly scheduled basis, working and collaborating with your staff to support your bank’s unique compliance needs.
  • Hybrid Support – A TIB Consulting professional supports management and staff off-site as detailed above, as well as comes on-site for additional training or special projects as needed.
  • Support management and staff with compliance leadership relating to the continued development of the Compliance Management System (CMS), including:
    • Comprehensive assessment of risk
    • Evaluate current policies and procedures to determine opportunities for refinement of further development
    • Control and product evaluation
    • Perform or oversee ongoing monitoring and troubleshooting of compliance-related processes
    • Update staff and management on regulatory changes and their effects on your bank
    • Other troubleshooting issues that occur from time to time and require an experienced response


  • Preparation and delivery of customized compliance training either in-person or via Zoom


  • We offer support on an hourly basis for specific needs, including but not limited to; formal compliance risk assessments, specific issue troubleshooting, HMDA LAR data validation, and flood loan portfolio scrubs

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